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13-7211 JENNINGS V. STEPHENS DECISION BELOW: 537 Fed.Appx. 326 LIMITED TO QUESTION 4 PRESENTED BY THE PETITION. CERT. GRANTED 3/24/2014 QUESTION PRESENTED: 1. Did the Fifth Circuit err in reversing the district court's grant of habeas corpus relief based on ineffective assistance of counsel at the punishment stage of a death penalty trial by deferring to a state court prejudice determination that was contrary to or involved an unreasonable application of clearly established Supreme Court precedent? 2. Did the Fifth Circuit err in holding that the state court reasonably determined that trial counsel made a sound strategic decision not to present any evidence of petitioner's disadvantaged background in a capital case where, in its absence, the jury was deprived of meaningful mitigating evidence that could have resulted in a life sentence? 3. Did the Fifth Circuit err in holding that the federal doctrine of waiver precludes a federal habeas court from considering an argument made initially in a footnote in a state court brief that was not waived under state law? 4. Did the Fifth Circuit err in holding that a federal habeas petitioner who prevailed in the district court on an ineffective assistance of counsel claim must file a separate notice of appeal and motion for a certificate of appealability to raise an allegation of deficient performance that the district court rejected even though the Fifth Circuit acquired jurisdiction over the entire claim as a result of the respondent's appeal? LOWER COURT CASE NUMBER: 12-70018
In the case Jennings v. Stephens, Robert Mitchell Jennings was convicted of capital murder in Texas and sentenced to death. He appealed his conviction on three grounds related to ineffective assistance of counsel during sentencing but only one claim prevailed in District Court. The Fifth Circuit reversed that decision, reinstating his sentence. When appealing this reversal to the Supreme Court, he did not file a separate cross-appeal for the two claims rejected by the District Court but argued them as alternative grounds for affirmance. The Supreme Court ruled 6-3 in favor of Jennings, holding that a party who does not initiate an appeal can still argue any ground supporting their judgment so long as it is already before the court; they do not need to take a cross-appeal or obtain permission from appellate courts beforehand. This ruling clarified federal procedural law regarding when parties must formally file appeals and upheld longstanding principles about how issues may be presented on appeal.
In the dissenting opinion for Jennings v. Stephens, Justice Scalia argued that a habeas petitioner must cross-appeal and obtain a certificate of appealability (COA) to argue an alternative ground for affirmance on which the district court ruled against him. He disagreed with the majority's view that this requirement was not necessary under Federal Rule of Appellate Procedure 4(a)(2). According to Scalia, this rule only applies when a notice of appeal is filed before the entry of judgment but after the decision has been announced or at least made clear by other action from the court. In his view, it does not apply when there is no final judgment yet because some issues remain unresolved in district court proceedings. Therefore, he believed that Stephens should have obtained a COA before arguing his ineffective-assistance-of-trial-counsel claim as an alternative ground for affirmance in appellate courts.